ABOUT
Ian Roffman is Chair of Nutter’s Securities Enforcement and Litigation Group and formerly Senior Trial Counsel at the SEC. He advises clients facing SEC investigations, securities litigation, government inquiries, corporate governance disputes, and complex civil disputes. Roffman represents investment advisers, broker-dealers, private funds, insurance companies and the individuals who lead them; public companies and their executives and directors; accounting firms and accountants; banks and credit unions; private investors; and others involved in complex financial matters. Roffman regularly represents individuals and corporations before the U.S. Securities and Exchange Commission and other securities regulatory bodies.
