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10 Tips for Director Orientation and Onboarding: The Year in Governance

By: Mary A. Francis, Paul Chryssikos, Tina V. John, Alex G. Romain
This is the second installment in the Year in Governance Series from the In-House Subcommittee of the ABA Business Law Section’s Corporate Governance Committee. Each month, the series will share key tips on a different corporate governance topic. To get involved in the Corporate Governance Committee, please visit the committee’s webpage. A message from Kathy... Read more »
11 Min Read
3 days ago

Considerations for the SEC and for Securities Lawyers Following Loper Bright

By: Benjamin D. Rosenblum, Robert H. Rosenblum
This article is adapted from the introduction to the third edition of Investment Company Determination Under the 1940 Act: Exemptions and Exceptions, published by the ABA Business Law Section in February 2025. In its recent decision in Loper Bright Enterprises v. Raimondo,[1] the U.S. Supreme Court abandoned the “Chevron doctrine,” which generally required courts to... Read more »
21 Min Read
December 16, 2024

Impossible Things: Compliance with the Corporate Transparency Act When Beneficial Owners or Company Applicants Are Nonresponsive

By: Robert R. Keatinge, Thomas E. Rutledge
Bid me run, and I will strive with things impossible. —William Shakespeare, Julius Caesar, Act II, Scene 1 The Corporate Transparency Act (“CTA”)[1] requires almost every small organization to promptly report information (including copies of certain identifying documents) to the Financial Crimes Enforcement Network (“FinCEN”) with respect to itself and its direct and indirect individual... Read more »

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