latest articles & videos

11 Min Read Securities Law
Yesterday

Environmental Considerations in Financial Regulation

By: Stephen M. Humenik, Michael G. Lee
The importance of environmental, social, and governance (ESG) factors—especially environmental considerations—in financial services has increased over the past several years. Recently, ESG considerations have garnered increased attention in the United States as a key platform and policy focus of the Biden administration. New ESG financial policies are expected in both the European Union and the... Read more »
7 Min Read Corporations, LLCs & Partnerships
October 12, 2021

Board Oversight of Corporate Compliance

By: Howard Brod Brownstein
Companies are subject to various types of regulatory and statutory compliance requirements, whether they are publicly traded, privately held, or even nonprofits.  The requirements may vary by industry and location, the latter referring to both the company’s state of incorporation and where it does business.  Publicly traded companies have a further overlay of Securities and... Read more »
12 Min Read Mergers & Acquisitions
September 15, 2021

SPAC Litigation Case Studies: How Insurance Responds

By: Emily Maier, Yelena Dunaevsky
Special Purpose Acquisition Companies (SPACs) have become a popular way to raise funds for public mergers and acquisitions in recent years. However, the directors and officers of a SPAC can face unique exposures. These liabilities can include direct risks to personal assets because the funds the SPAC raises through a public offering must be held... Read more »

latest articles & videos

7 Min Read Corporations, LLCs & Partnerships
October 12, 2021

Board Oversight of Corporate Compliance

By: Howard Brod Brownstein

Companies are subject to various types of regulatory and statutory compliance requirements, whether they are publicly traded,…

Read More
5 Min Read Securities Law
September 15, 2021

Two More Heroes of 9/11

By: Stuart J. Kaswell

Amidst all of the tributes on 9/11, there are two more public servants who deserve America’s thanks.  They are not among the…

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latest articles

5 Min Read Securities Law
September 15, 2021

Two More Heroes of 9/11

By: Stuart J. Kaswell  | September 15, 2021
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