ABOUT
Richard Ellis is a financial services regulatory lawyer based in London, UK. He advises clients on the nature and scope of UK financial services regulation. His clients include brokers, exchanges and proprietary trading firms. Richard also often works with FinTechs and cryptoasset firms. Having previously worked at an insurance firm, he understands how financial services regulation works in practice. Richard frequently advises non-UK firms on the extent to which their UK operations may fall within the scope of UK financial services regulation.
