Tag: Securities Law

Securities Law

SEC Proposes Permanent Solution to Rule Issues for Investment Companies

14 Min Read

August 15, 2018

SEC Proposes Permanent Solution to Rule Issues for Investment Companies

Securities Law

Federal Judge Adopts CFTC Position That Cryptocurrencies Are Commodities

6 Min Read

April 20, 2018

Federal Judge Adopts CFTC Position That Cryptocurrencies Are Commodities

Securities Law

Annual Survey of Judicial Developments Pertaining to Venture Capital

IN-DEPTH

40 Min Read

February 12, 2018

Annual Survey of Judicial Developments Pertaining to Venture Capital

Securities Law

FINRA Delays Required Collateralization of TBAs and Other MBS Forwards

3 Min Read

January 15, 2018

FINRA Delays Required Collateralization of TBAs and Other MBS Forwards

Securities Law

SEC’s Challenge—Public Company Model Is Unattractive for Many Businesses

4 Min Read

December 14, 2017

SEC’s Challenge—Public Company Model Is Unattractive for Many Businesses

Securities Law

Don’t Blow It: Avoiding Pitfalls under the SEC’s Whistleblower Regime

43 Min Read

November 1, 2017

Don’t Blow It: Avoiding Pitfalls under the SEC’s Whistleblower Regime

Securities Law

Securities Regulators Warn That Certain “ICOs” May Be Subject to Securities Laws

7 Min Read

November 1, 2017

Securities Regulators Warn That Certain “ICOs” May Be Subject to Securities Laws

Securities Law

What Constitutes a Security and Requirements Relating to the Offer and Sales of Securities and Exemptions From Registration Associated Therewith

13 Min Read

April 27, 2017

What Constitutes a Security and Requirements Relating to the Offer and Sales of Securities and…

Securities Law

Allergan Fine Is a Reminder of the Obligation to Disclose White-Knight Negotiations Following an Unsolicited Tender Offer

6 Min Read

April 27, 2017

Allergan Fine Is a Reminder of the Obligation to Disclose White-Knight Negotiations Following an…

Corporations, LLCs & Partnerships

DOJ Releases Under-the-Radar Paper on “Evaluation of Corporate Compliance Programs”

4 Min Read

March 23, 2017

DOJ Releases Under-the-Radar Paper on “Evaluation of Corporate Compliance Programs”