Tag: Securities Law

Business Regulation & Regulated Industries

Eleventh Circuit Confirms that Issuers Are Not Required to Disclose Retention of Outside Promotional Firms

7 Min Read

February 16, 2017

Eleventh Circuit Confirms that Issuers Are Not Required to Disclose Retention of Outside…

Securities Law

Supreme Court Confirms Broad Reach of Insider Trading Liability

6 Min Read

January 19, 2017

Supreme Court Confirms Broad Reach of Insider Trading Liability

Securities Law

It's Annual Report Time

11 Min Read

January 19, 2017

It's Annual Report Time

Securities Law

Registration and Compliance for “Exempt Reporting Advisers”

18 Min Read

October 20, 2016

Registration and Compliance for “Exempt Reporting Advisers”

Bankruptcy & Finance

Understanding Crowdfunding: The SEC’s New Crowdfunding Rules and the Universe of Public Fund-raising

16 Min Read

December 14, 2015

Understanding Crowdfunding: The SEC’s New Crowdfunding Rules and the Universe of Public…

Securities Law

What’s So Bad About Insider Trading Law?

IN-DEPTH

77 Min Read

June 11, 2015

What’s So Bad About Insider Trading Law?

Corporations, LLCs & Partnerships

Sustainability Reporting: The Lawyer’s Response

17 Min Read

January 21, 2015

Sustainability Reporting: The Lawyer’s Response

Securities Law

Investor Interest in Nonfinancial Information: What Lawyers Need to Know

14 Min Read

January 21, 2015

Investor Interest in Nonfinancial Information: What Lawyers Need to Know

Legal Opinions & Ethics

Sample California Third-Party Legal Opinion for Venture Capital Financing Transactions

IN-DEPTH

111 Min Read

January 8, 2015

Sample California Third-Party Legal Opinion for Venture Capital Financing Transactions

Securities Law

Rethinking Basic

IN-DEPTH

64 Min Read

May 7, 2014

Rethinking Basic